Beyond compliance: supporting supervisors to engage with doctoral regulations

Dr Alex Pavey (ORCiD), Associate Director (Doctoral Environment & Development), at King’s College London, UK.

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Few aspiring researchers are motivated to pursue a doctorate because they are fascinated by examiner nomination requirements.

A passion for progress monitoring is not generally the main reason that academics find doctoral supervision rewarding.

And researcher developers are rarely inspired, first and foremost, by a desire to explain how changes to registration status should be initiated.

Yet institutional policies and processes form an essential part of the doctoral journey. They can shape a researcher’s experience in powerful ways, and clarity in these areas can support equitable and inclusive supervisory relationships.

Over the last two years, I’ve had the opportunity to explore these issues in depth as part of the Next‑Generation Research SuperVision Project (RSVP). Working with colleagues across a consortium of institutions, we have been collaboratively designing and piloting new resources to support the professional development of doctoral supervisors. These conversations – and the variations we observed between institutional contexts – have sharpened my awareness of both the challenges and the opportunities that policy‑focused professional development activity presents.

This article introduces one such intervention: a reflective structure for designing and facilitating policy‑focused supervisor development. The intention is to support supervisor developers in avoiding a compliance‑driven approach and to offer practical ideas for delivering professional development that is engaging, relevant, and aligned with institutional processes. Ultimately, the aim is to help us convey not only what doctoral processes involve, but why they matter – and how thoughtful engagement with them can strengthen supervisory practice.

The regulatory domain in supervisor development

Supervisor development programmes frequently need to address the complex landscape of doctoral policies and processes – what Stan Taylor has termed the ‘regulatory domain’ of supervisory practice (2018). Taylor’s recent follow‑up study (2026) suggests that such material often dominates the supervisor development provision of UK institutions. An understanding of these topics is vital: supervisors play a central role in helping doctoral researchers navigate unfamiliar processes and points of transition (McAlpine and McKinnon, 2013; Elliot et al., 2020).

Yet this content can be difficult to communicate in an engaging way, and there is a recurring risk of slipping into a compliance‑led approach that leaves supervisors – particularly those with more experience – feeling frustrated or disengaged. When this happens, policies can begin to feel like bureaucratic impositions rather than tools designed to support positive doctoral experiences (Dowle, 2022). In my experience, this material is at its least engaging when presented in isolation from the day‑to‑day realities of supervisory work. Approached in this way, policy‑focused sessions can feel abstract or disconnected from practice, making it harder for supervisors to recognise their purpose, value, and relevance.

These challenges matter because institutional policies and processes are woven deeply into the doctoral lifecycle. They influence wellbeing, equity, progression, and access to support, and intersect with the ‘hidden curriculum’ of doctoral education (Elliot et al., 2020; Vaughan, 2025).

A framework for designing reflective policy sessions

1. Content (What?) Provide a clear and concise outline of the policy, process, or requirement – identifying who is involved, what the decision points are, and how the process unfolds. The aim is not to be exhaustive, but to provide essential information that can also be a foundation for reflective discussion.

The process of switching between full‑ and part‑time registration provides a useful illustration of how this model can work in practice. We might cover who initiates the request, who approves it, how it affects milestones or funding, and what documentation is required. This information is essential, but on its own can feel abstract or administrative.

2. Rationale (So what?). Help supervisors see these processes as purposeful rather than arbitrary by being able to articulate why the policy exists and why they need to know about it. This could draw on equity or wellbeing considerations, regulatory expectations, sector priorities, or institutional context.

Flexibility in registration status, for example, is increasingly recognised as important for supporting equitable doctoral experiences, particularly for disabled students or those with caring responsibilities (UKRI, 2025). Many supervisors also engage with this process infrequently, making clear, accessible guidance especially valuable.

3. Potential Impacts (Now what?). Identify the positive outcomes that can arise from understanding and engaging with the process in question, such as increased confidence, clearer communication, or more inclusive support for doctoral researchers.

We could highlight how informed, confident supervisory guidance around changes in registration status can strengthen the communication of expectations in the supervisory relationship, broadening options for the student while implicitly reducing perceived stigma around workload, wellbeing, or caring responsibilities.

From information download to reflective professional development opportunity

In developing this reflective approach, my starting point was the recognition that these topics become more meaningful when rooted in the lived realities of supervisory practice. If supervisor developers can connect abstract policies to these realities, supervisors are more able to appreciate the rationale behind institutional processes, recognise their potential benefits, and feel confident guiding researchers through them.

They are not intended to be rigid and didactic criteria, but rather flexible principles to help supervisor developers avoid a primarily compliance‑led focus and to support supervisors’ reflective development by linking policy understanding with supervisory practice.

They could be used to review and revise existing materials to increase their impact and relevance. To ensure a ten-minute refresher on a process within a longer workshop is an engaging as possible. Or as a starting point for designing a whole session on a new policy affecting doctoral students.

The full resource based on this framework, which will be released through RSVP later this year, applies these principles to a wide range of common doctoral policies and supervision scenarios. It includes additional prompts to help supervisor developers bring the approach to life:

  • Developer Reflection Points suggestinstitutional data, lived examples, equity considerations, or local nuances that could be considered to enrich delivery. For our example, this includes exploring institutional data on part‑time study, identifying support structures, or preparing examples that illustrate how supervisors can guide researchers through the process.
  • Supervisor Reflection Prompts encourage supervisors to consider their own assumptions and experiences, and which can be used as a basis for plenary discussions or small group activities. So, we might invite supervisors to consider how they currently respond when a researcher raises the prospect of changing status, or what assumptions shape their initial reaction.

Crossinstitutional considerations and the RSVP context

In the context of RSVP, creating materials addressing the regulatory domain involved a significant challenge. Because every university’s processes differ, the institution‑specific nature of doctoral policies makes cross‑sector resource design difficult. The reflective structure described here has offered a helpful way forward. By focusing on shared principles rather than specific rules, the model creates space for cross‑institutional exchange while allowing each institution to adapt content to its own local context.

Piloting across King’s College London, Coventry, and Sheffield Hallam has already prompted thoughtful discussions about supervision, equity, and practice, even where underlying regulations differ. In the coming months, further feedback from across our RSVP practitioner partner network – more than 50 research organisations – will help us refine this approach before the final intervention is shared with the wider sector later in the project.

By reframing policy content through the lenses of reflection, rationale, and potential impact, I hope we can help supervisors see these processes not as bureaucratic hurdles, but as enablers of inclusive, informed, and compassionate supervision.

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